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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
The PRIMARY focus of the change control process is to ensure that changes are:
A. documented.
B. tested.
C. authorized.
D. applied.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
All steps in the change control process must be signed off on to ensure proper authorization. It is important that changes are applied, documented and tested; however, they are not the primary focus.

NEW QUESTION: 2
What level of assurance for a digital certificate verifies a user's name, address, social security number, and other information against a credit bureau database?
A. Level 1/Class 1
B. Level 2/Class 2
C. Level 3/Class 3
D. Level 4/Class 4
Answer: B
Explanation:
Users can obtain certificates with various levels of assurance. Here is a list that describe each of them:
-
Class 1/Level 1 for individuals, intended for email, no proof of identity
For example, level 1 certificates verify electronic mail addresses. This is done through the use of a personal information number that a user would supply when asked to register. This level of certificate may also provide a name as well as an electronic mail address; however, it may or may not be a genuine name (i.e., it could be an alias). This proves that a human being will reply back if you send an email to that name or email address.
-
Class 2/Level 2 is for organizations and companies for which proof of identity is required Level 2 certificates verify a user's name, address, social security number, and other information against a credit bureau database.
-
Class 3/Level 3 is for servers and software signing, for which independent verification and checking of identity and authority is done by the issuing certificate authority Level 3 certificates are available to companies. This level of certificate provides photo identification to accompany the other items of information provided by a level 2 certificate.
-
Class 4 for online business transactions between companies
-
Class 5 for private organizations or governmental security
References:
http://en.wikipedia.org/wiki/Digital_certificate veriSign introduced the concept of classes of digital
certificates:
Also see:
Source: TIPTON, Harold F. & KRAUSE, Micki, Information Security Management Handbook, 4th
edition (volume 1), 2000, CRC Press, Chapter 3, Secured Connections to External Networks
(page 54).

NEW QUESTION: 3
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E. Standard Linux compression software and hardware compresion in the tape drive will cause bigger files on the tapes.
Answer: D

NEW QUESTION: 4
A recent study showed that an increase in body weight by 10 kilograms resulted in a 0.15% increase in
heart disease. What fraction is equal to 0.15%?
A. 7/4000
B. 5/3462
C. 3/2000
D. 1/500
E. 2/750
Answer: C


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