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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1

A. Option A
B. Option C
C.
D.
E. Option D
F. Option B
G.
H.
Answer: A,C
Explanation:
Explanation/Reference:
SDO_within_distance determines if two geometries are within a specified distance from one another.
Returns
The expression SDO_WITHIN_DISTANCE(arg1, arg2, arg3) = 'TRUE' evaluates to TRUE for object pairs that are within the specified distance, and FALSE otherwise.
Format: SDO_WITHIN_DISTANCE(geometry1, aGeom, params);
The operator must always be used in a WHERE clause and the condition that includes the operator should be an expression of the form:
SDO_WITHIN_DISTANCE(arg1, arg2, 'distance = <some_dist_val>') = 'TRUE'
Note: Parameters:
geometry1
Specifies a geometry column in a table. The column has the set of geometry objects that will be operated on to determine if they are within the specified distance of the given object (aGeom). The column must be spatially indexed. Data type is SDO_GEOMETRY.
aGeom
Specifies the object to be checked for distance against the geometry objects in geometry1. Specify either a geometry from a table (using a bind variable) or a transient instance of a geometry (using the SDO_GEOMETRY constructor). Data type is SDO_GEOMETRY.
Params
A quoted string containing one or more keywords (with values) that determine the behavior of the operator.
The remaining items (distance, max_resolution, min_resolution, querytype, and unit) are potential keywords for the params parameter. Data type is VARCHAR2.
Distance
Specifies the distance value. If a coordinate system is associated with the geometry, the distance unit is assumed to be the unit associated with the coordinate system. This is a required keyword. Data type is NUMBER.
Unit
Specifies the unit of measurement: a quoted string with unit= and an SDO_UNIT value from the MDSYS.SDO_DIST_UNITS table (for example, 'unit=KM'). Data type is NUMBER. Default = unit of measurement associated with the data. For geodetic data, the default is meters.
References: https://docs.oracle.com/cd/B28359_01/appdev.111/b28400/sdo_operat.htm#SPATL1041

NEW QUESTION: 2
The four categories of costs associated with product quality costs are:
A. Warranty, product liability, training, and appraisal.
B. External failure, internal failure, training, and appraisal.
C. External failure, internal failure, prevention, and appraisal.
D. External failure, internal failure, prevention, and carrying.
Answer: C
Explanation:
The following are the four categories of quality costs: prevention, appraisal, internal failure, and external failure lost opportunity). Costs of prevention include attempts to avoid defective output, including employee training, review of equipment design, preventive maintenance, and evaluation of suppliers. Appraisal costs include quality control programs, inspection, and testing. Internal failure costs are incurred when detection of defective products occurs before shipment, including scrap, rework, tooling changes, and downtime.
External failure costs are incurred after the product has been shipped, including the costs associated with warranties, product liability, and customer ill will.

NEW QUESTION: 3
Your organization has a complex retention schedule that clearly defines retention policies for all document types. Each department has its own SharePoint site. In many cases, a single document library on a department site may contain financial files, human resources files, and project documentation.
The following table lists the retention policies that are in place.

You must administer retention rules from a single location for each type of document and must leverage out of the box functionality. You need to configure the SharePoint environment to comply with the retention schedule. What should you do?
A. Configure information management policies on content types.
B. Activate the Disposition Approval feature.
C. Activate library and folder-based retention.
D. Activate the In-Place Records Management feature.
E. Configure information management policies for the document libraries.
Answer: A


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