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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
John is the Senior HR Professional for his organization. He is working with Nancy to establish an Internal Audit and Reporting System as part of their Affirmative Action Plan. Nancy wants to know why they need this Internal Audit and Reporting System. Which of the following is the best answer for Nancy?
A. The system is used to periodically measure the utilization of women and minorities in the organization.
B. The system is used to periodically measure the effectiveness of the affirmative action program.
C. The system is used to periodically measure the effectiveness of labor analysis.
D. The system is used to periodically measure the effectiveness of the human resource leadership.
Answer: B
Explanation:
Explanation/Reference:
Answer option A is correct.
An Audit and Reporting System is used to measure the overall effectiveness of the Affirmative Action Plan and program within the organization.
Answer option D is incorrect. Labor analysis is an input to the development of the system, not a result of using the system.
Answer option B is incorrect. Job group analysis, utilization analysis, and placement goals are used to measure the utilization of women and minorities in the organization, not the Internal Audit and Reporting System.
Answer option C is incorrect. Human resource leadership is not measured by the Internal Audit and Reporting System.
Reference: Professional in Human Resources Certification Study Guide, Sybex, ISBN: 978-0-470-43096-5.
Chapter Four: Workforce Planning. Official PHR and SPHR Certification Guide, HR Certification Institute, ISBN: 978-1-586-44149-4, Section III, The US Body of Knowledge.
Chapter: Workforce Planning and Employment
Objective: Federal Employment Legislation

NEW QUESTION: 2
You are using HiCommand Protection Manager (HPtM) Volume Shadow Copy Service (VSS) backup for
Microsoft Exchange Server 2003. Which two statements are correct for a true online backup? (Choose
two.)
A. Dismounting and other processes are no longer required.
B. No need for separate VSS import servers.
C. VSS guarantees the consistency of the data.
D. VSS import server has to be installed on the application server.
Answer: A,C

NEW QUESTION: 3
Während der Arbeit im Auftrag eines Mandanten war ein Anwalt an der Geldbewegung beteiligt. Wenn der Anwalt einen Akt der Geldwäsche vermutet, welche der folgenden Maßnahmen sollte der Anwalt gemäß den Geldwäscherichtlinien der Europäischen Union ergreifen?
A. Informieren Sie den Client über die Absicht, Dienste zu beenden.
B. Melden Sie den Sachverhalt den zuständigen Behörden.
C. Beachten Sie die Gesetze zur Vertraulichkeit von Unternehmen.
D. Befolgen Sie die Gesetze zum Bankgeheimnis.
Answer: B

NEW QUESTION: 4
You have a Fibre Channel switch with one of its ports connected to a host. The host remains in the initializing state. What is the most likely cause of this issue?
A. The vFC interface on the host is configured to use an incorrect mode
B. The FLOGI packet was dropped somewhere on the data path
C. The ELP process failed after the FLOGI occurred
D. The host is not powered on
Answer: B
Explanation:
Reference:
https://www.cisco.com/c/en/us/td/docs/switches/datacenter/nexus5000/sw/troubleshooting/guide/N5K_Troublesh


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