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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
内部監査人は、コンピューターで印刷された在庫リストの正確性をチェックして、在庫の合計金額が大幅に誇張されているかどうかを判断しています。倉庫内のすべてのアイテムをチェックする時間やリソースがないため、在庫アイテムのサンプルを使用する必要があります。サンプルサイズが固定されている場合、最も正確なサンプリング方法は次のうちどれですか。
A. 最も簡単に検査できるアイテムを選択します。
B. 特定の在庫アイテムが選択される確率が簿価に比例するようにサンプリングします。
C. 特定の在庫アイテムが選択される確率が、そのアイテムの販売単位数に比例するようにサンプリングします。
D. 単純なランダムサンプリングを採用します。
Answer: B

NEW QUESTION: 2
You have an application running in us-west-2 that requires six EC2 instances running at all times. With three AZs available in that region (us-west-2a, us-west-2b, and us-west-2c), which of the following deployments provides 100 percent fault tolerance if any single AZ in us-west-2 becomes unavailable?
Choose 2 answers
A. Us-west-2a with four EC2 instances, us-west-2b with two EC2 instances, and us-west-2c with two EC2 instances
B. Us-west-2a with six EC2 instances, us-west-2b with six EC2 instances, and us-west-2c with no EC2 instances
C. Us-west-2a with three EC2 instances, us-west-2b with three EC2 instances, and us-west-2c with three EC2 instances
D. Us-west-2a with three EC2 instances, us-west-2b with three EC2 instances, and us-west-2c with no EC2 instances
E. Us-west-2a with two EC2 instances, us-west-2b with two EC2 instances, and us-west-2c with two EC2 instances
Answer: B,C
Explanation:
Explanation/Reference:
Explanation:
option A : 2 2 2
option B : 3 3 -
option C : 4 2 2
option D : 6 6 -
option E : 3 3 3
so if one availability zone fails you need to have a backup of 6 instances running only D & E has that chance

NEW QUESTION: 3
Which two customer scenarios are likely to result in multiple Enterprise Vault (EV) directories? (Select two.)
A. different single instance requirements for different departments in the business
B. very slow connectivity between archiving targets and EV servers in different data centers
C. security or administrative boundaries between different groups of the organization
D. different retention policy requirements between different departments in the business
E. separate active directory domains with bi-directional trusts
Answer: B,C

NEW QUESTION: 4
While there are many different models for IT system life cycle, most contain five unique phases.
Which of the following would be the last phase?
A. Development
B. Initiation
C. Implementation
D. Operation / Maintenance
E. Disposal
Answer: E
Explanation:
The order of implementation is: initiation, development, implementation, operation/maintenance, and disposal.


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