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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
A new program has been implemented to standardize security configurations across a multinational organization Following implementation, the configuration standards should:
A. be changed for different subsets of the systems to minimize impact,
B. remain unchanged to avoid variations across the organization
C. be updated to address emerging threats and vulnerabilities.
D. not deviate from industry best practice baselines.
Answer: C

NEW QUESTION: 2
Because risk management is relatively new on projects in your company, you decide to examine and document the effectiveness of risk responses in dealing with identified risks and their root causes. You therefore______________
A. Ensure that risk is an agenda item at regularly scheduled staff meetings
B. Conduct a risk audit
C. Hold a risk status meeting
D. Reassess identified risks on a periodic basis
Answer: B
Explanation:
The risk audit is a tool and technique in the control risks process with two purposes: to assess the
effectiveness of risk responses and to evaluate the effectiveness of the risk management process.
[Monitoring and Controlling]
PMI@, PMBOK@ Guide, 2013, 351

NEW QUESTION: 3
In order to match an identity-based policy, the FortiGate unit checks the IP information.
Once inside the policy, the following logic is followed:
A. First, the user is checked to determine if they belong to any of the groups defined for that policy. Next, user restrictions are determined and port, time, and UTM profiles are applied. Finally, a check is performed to determine if the user's login credentials are valid.
B. First, a check is performed to determine if the user's login credentials are valid. Next, the user is checked to determine if they belong to any of the groups defined for that policy.
Finally, user restrictions are determined and port, time, and UTM profiles are applied.
C. First, user restrictions are determined and port, time, and UTM profiles are applied.
Next, a check is performed to determine if the user's login credentials are valid. Finally, the user is checked to determine if they belong to any of the groups defined for that policy.
Answer: B


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