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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
If the result of an NPV is positive, then the project should be selected. The net present value shows the present value of the project, based on the decisions taken for its selection. What is the net present value equal to?
A. Average profit - Annual investment
B. Total investment - Discounted cash
C. Net profit - per capita income
D. Initial investment - Future value
Answer: A

NEW QUESTION: 2
Szenario
zusätzliche Information
Produktbeschreibung

Qualitätsnotizen aus dem Tagesprotokoll
Der Direktor der Abteilung Informationstechnologie (DIT) wurde gebeten sicherzustellen, dass alle Änderungen der ausgelagerten Personalarbeitsverträge dem Arbeitsrecht entsprechen. Das DIT überprüft künftige Stellenbeschreibungen der übertragenen Mitarbeiter, bevor der endgültige Vertrag mit dem ausgewählten Dienstleister unterzeichnet wird.
In der Service Level Agreement zwischen MFH und dem ausgewählten Dienstanbieter werden Art und Qualität des erforderlichen Dienstes festgelegt. Der ausgewählte Dienstleister muss die Industriestandards für die Bereitstellung ausgelagerter Dienste befolgen.
MFH verfügt über ein Qualitätsmanagementsystem, das für alle Dokumentationen ein Dokumentenkontrollverfahren enthält, das jedoch kein Änderungsmanagement umfasst.
Alle Projektdokumente werden einer Qualitätsprüfung unterzogen. Nominierte Produkte erfordern ein formelles Genehmigungsprotokoll, das vom Vorsitzenden der Qualitätsprüfung unterzeichnet wurde.
Auszug aus dem Entwurf der Qualitätsmanagementstrategie (kann Fehler enthalten) Einleitung
1. Dieses Dokument definiert den Ansatz, mit dem die erforderlichen Qualitätsniveaus während des Projekts erreicht werden sollen.
2. Der Projektvorstand trägt die Gesamtverantwortung für die Qualitätsmanagementstrategie.
3. Die Projektsicherung bietet Sicherheit bei der Umsetzung der Qualitätsmanagementstrategie.
Qualitätsmanagementverfahren - Qualitätsstandards
4. Der ausgewählte Dienstleister arbeitet nach Industriestandards für die Bereitstellung ausgelagerter Dienste.
5. Es werden MFH-Dokumentenstandards verwendet.
Aufzeichnungen
6. Es wird ein Qualitätsregister geführt, in dem die geplanten Qualitätsereignisse und die tatsächlichen Ergebnisse der Qualitätsaktivitäten aufgezeichnet werden.
7. Für jedes Produkt werden Konfigurationselementdatensätze geführt, um seinen Status, seine Version und seine Variante zu beschreiben.
8. Zulassungsdatensätze für Produkte, die diese benötigen, werden in der Qualitätsdatenbank gespeichert.
Rollen und Verantwortlichkeiten
9. Das DIT prüft, ob die Arbeitsverträge für ausgelagertes Personal dem Arbeitsrecht entsprechen.
10. Die Teammanager geben Einzelheiten zu den durchgeführten Qualitätsprüfungen an.
11. Teammanager stellen sicher, dass das Qualitätsregister mit den Namen der Teammitglieder aktualisiert wird, die am Überprüfungsprozess beteiligt sind.
12. Der ältere Benutzer überprüft die Produktbeschreibungen der vom ausgewählten Dienstleister herzustellenden Produkte, um sicherzustellen, dass sie erreicht werden können.
Obwohl dies in den aktuellen Corporate Branding-Standards nicht festgelegt ist, sollte das MFH-Unternehmenslogo auf der Titelseite des Service Level Agreements angezeigt werden.
A. Ein Problem ansprechen (außerhalb der Spezifikation).
B. Akzeptieren Sie diesen Fehler als Konzession.
C. Ein Problem ansprechen (Änderungsanforderung).
D. Lassen Sie sich vom Director of Facilities Division zustimmen, dies innerhalb der verbleibenden Toleranz von +2 Tagen zu ändern.
Answer: C

NEW QUESTION: 3
Goods receipt into stock in quality inspection can be preplanned in which of the following. (Choose all that apply)
A. On the PO
B. On the GR
C. On the Vendor Info record
D. In the Material master
Answer: A,D


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