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Exam Code: Series-7
Exam Name: General Securities Representative Qualification Examination (GS)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1

A. Option A
B. Option D
C. Option C
D. Option B
E. Option E
Answer: C,D
Explanation:
Note:
*In Microsoft Exchange Server 2013, you can use data loss prevention (DLP) policy
templates to help meet the messaging policy and compliance needs of your organization.
These templates contain pre-built sets of rules that can help you manage message data
that is associated with several common legal and regulatory requirements.
*DLP policy templates in Exchange include:
U.S. State Breach Notification Laws
Helps detect the presence of information subject to U.S. State Breach Notification Laws,
including data like social security and credit card numbers.

NEW QUESTION: 2
사용자가 자세한 CloudWatch 모니터링 개념을 이해하려고 합니다. 아래 언급 된 서비스 중 CloudWatch에 대한 자세한 모니터링을 제공하지 않는 서비스는 무엇입니까?
A. AWS ELB
B. AWS Route53
C. AWS EMR
D. AWS RDS
Answer: C
Explanation:
설명:
CloudWatch는 사용자 지정 서비스뿐만 아니라 AWS를 모니터링하는 데 사용됩니다. 지원되는 AWS 제품에 대한 기본 또는 상세 모니터링을 제공합니다. 기본 모니터링에서는 서비스가 5 분마다 CloudPoint에 데이터 포인트를 전송하는 반면, 세부 모니터링에서는 서비스가 1 분마다 CloudWatch에 데이터 포인트를 전송합니다. RDS, EC2, Auto Scaling, ELB 및 Route 53과 같은 서비스는 1 분마다 모니터링 데이터를 제공 할 수 있습니다.
http://docs.aws.amazon.com/AmazonCloudWatch/latest/DeveloperGuide/supported_services.htm l

NEW QUESTION: 3
Which three rule types are available when defining polices in Panorama? (Choose three.)
A. Default Rules
B. Post Rules
C. Pre Rules
D. Clean Up Rules
E. Stealth Rules
Answer: A,B,C
Explanation:
https://www.paloaltonetworks.com/documentation/61/panorama/panorama_adminguide/manage- firewalls/manage-the-rule-hierarchy

NEW QUESTION: 4
I- With reference to the granting of customer credit lines a thorough analysis of the customer's overall financial position is performed prior to trading authorization.
II-confirmations of each transaction are sent to customers indicating the quantity, delivery month and the contract price to ensure the integrity of transactions.
III-Original margin deposits in cash or acceptable securities to guarantee performance of contracts are determined in accordance These all are adequate procedures and controls associated with:
A. Mutual funds audit
B. Commodity transaction
C. None of these
D. Bond audit
Answer: B


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