Quiz FINRA - SIE - Newest Securities Industry Essentials Exam (SIE) Valid Study Guide - Ce-Isareti 
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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Project Scenario - Health and Safety Training Project:
ABC Company is a well-established training company that uses a standard model to develop training materials and deliver courses to customers.
ABC Company has commissioned a project in response to recent changes in government legislation relating to health and safety on construction sites. The project will deliver "capability to provide health and safety training", including the materials needed for classroom-based training and e-learning. The expected benefits for construction companies include a reduction in lost days and legal costs due to accidents.
The e-learning course will be developed by a specialist external consultancy. The materials for classroom-based training will be delivered by ABC Company's development team. All course materials will be piloted before they are used. ABC Company will deliver training to its customers and also hopes to sell the course materials to other training companies as part of their operational business. ABC Company will use their own sales and marketing departments to promote the courses.
The legislation requires construction companies to comply with the new legislation within two years. The course materials and trainers have to be accredited by a government agency before courses can be delivered.
ABC Company is planning to deliver pilot courses within five months of starting the project.
The ABC Company standard development model for new courses recommends the following stages:

End of the Project scenario.
Additional Information:
The Chief Executive Officer (CEO) founded the company five years ago. Under her leadership, ABC Company has grown quickly into a successful training company. It delivers a range of accredited professional training.
The Finance Director is also a founder member of ABC Company and is responsible for authorizing budgets for the Operations and Development Teams. She authorizes all large contracts personally.
The Purchasing Manager reports to the Finance Director and is responsible for managing and monitoring supplier contracts.
The Operations Director is responsible for the delivery off all training and for the training development budget. His department organizes courses, venues and trainers. They work with the Product and the Sales teams to provide a comprehensive training schedule. ABC Company's IT manager reports to the Operations Director.
The Business Development Director has recently been appointed to identify new training needs and propose new products. She will work with the Operations. Director to ensure a cost-conscious approach and that appropriate development technologies are used for the health and safety course.
The Training Development Manager reports to the Business Development Director and is responsible for developing training materials and gaining accreditation, in accordance with the standard course development model. Course developers in his team have skills in a range of development technologies and are allocated to projects as needed.
The Training Delivery Manager, who reports to the Operations Director, is responsible for ensuring that internal and external trainers deliver ABC Company training courses to the required standard. He also checks course materials to ensure they are fit for purpose and of the required quality.
The Central Services Director has responsibility for corporate communications, facilities management and configuration management. He recently led a project to consolidate all company quality systems into one quality management system and set up a corporate quality department, now managed by the Corporate Quality Manager.
The Corporate Document Manager reports to the Central Services Director. She helped establish the company's document management system and now operates it across the business. She manages a team of administrators and contracts staff when workload is high.
The Sales Director joined ABC Company two months ago and is keen to establish himself by suggesting new markets for the courses and material. All account managers and the marketing team report to him. They promote existing training courses to other training companies and existing customers.
End of the additional information.
PLANS
Here are three events to managing plans for the project.
In which management product (A-E) should the result of each event be recorded?
Choose only one product for each event. Each product can be used once, more than once or not at all.

Answer:
Explanation:
Explanation


NEW QUESTION: 2
An organization with high security requirements is evaluating the effectiveness of biometric systems. Which of the following performance indicators is MOST important?
A. False-acceptance rate (FAR)
B. False-rejection rate (FRR)
C. Equal-error rate (EER)
D. False-identification rate (FIR)
Answer: A

NEW QUESTION: 3
Scenario: A network engineer has configured an HTTP application to be load balanced using a virtual server named Svr1. Users have reported intermittent errors and the engineer has been given the client IP address of an affected user and asked to determine which back end service they are connected to.
Using the command-line interface, how could the engineer find this information?
A. Show lb vServer Svr1
B. Show lb vServer Svr1 -Summary
C. Show lb persistentSessions Svr1
D. Show system session
Answer: C

NEW QUESTION: 4
An administrator for a child welfare agency has taken a leave of absence due to medical problems. A
supervisor from another department has been asked to oversee the daily functioning and ensure
employees continue to work up to their expected standards. A clinical social worker approaches the acting
supervisor with an imminent danger situation and waits for specific directions. What should occur?
A. The acting supervisor should notify the police immediately
B. The acting supervisor should approve of the removal
C. The clinical social worker should take care of the issue on her own
D. The acting supervisor should contact a supervisor that is competent in imminent danger situations
Answer: D
Explanation:
Any administrator acting in the role of supervisor should be competent in his/her area of
expertise. If a problem arises outside of this subject matter, collaboration with knowledgeable
professionals is a must.


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