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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Which of the following is NOT an output of the Close Project process?
A. Project files
B. Project management methodology
C. Formal acceptance documentation
D. Project closure documents
Answer: B
Explanation:
The project management methodology describes the process that you use to manage your project. It really doesn't have anything to do with closing the project. The other three answers, however, do! You need project closure documents to show that the project really was closed out. You gather all of the project les together so that they can be archived. And formal acceptance documentation is what you get from your customer that tells you they've approved the final product.

NEW QUESTION: 2
Which of the following should a security technician implement to identify untrusted certificates?
A. CRL
B. Recovery agent
C. PKI
D. CA
Answer: A
Explanation:
Untrusted certificates and keys are revoked and put into the CRL. Note: The CRL (Certificate revocation list) is exactly what its name implies: a list of subscribers paired with digital certificate status. The list enumerates revoked certificates along with the reason(s) for revocation. The dates of certificate issue, and the entities that issued them, are also included.

NEW QUESTION: 3
Selecting an event displays its configurable properties in the Detail pane and a description of the event in the Description pane. Which is NOT an option to adjust or configure?
A. Automatic reactions
B. Policy
C. Severity
D. Threshold
Answer: B
Explanation:
Explanation/Reference:
Reference: https://sc1.checkpoint.com/documents/R76/CP_R76_SmartEvent_AdminGuide/17401.htm

NEW QUESTION: 4
組織の情報リソースの正式なリスク評価を行う前に、情報セキュリティマネージャーは最初に次のことを行う必要があります。
A. 脅威が実現した場合の経済的影響を判断します。
B. 重要な資産の価値を特定します。
C. リスク情報の利用可能なソースを確認します。
D. 主要な脅威をビジネス目標にマッピングします。
Answer: D
Explanation:
説明
組織に対する主要な脅威のリスクマッピングまたはマクロ評価は、リスク評価を実行する前の簡単な最初のステップです。リスク情報の利用可能なすべてのソースをコンパイルすることは、リスク評価の一部です。選択肢CとDは、リスクとビジネスのマッピングの後に実行されるリスク評価プロセスのコンポーネントでもあります。


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