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Exam Code: ESG-Investing
Exam Name: Certificate in ESG Investing
Vendor: CFA Institute

60 Questions & Answers
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NEW QUESTION: 1
Oracleインスタンスの回復について正しいのはどれですか? (3つ選択してください。)
A. アクティブなREDOロググループの先頭から、または他にアクティブなグループがない場合はCURRENTロググループの先頭からリカバリが開始されます。
B. リカバリは、現在のREDOロググループの先頭から開始されます。
C. インスタンス障害が発生する前にデータベースライターによって計算された最後のチェックポイント位置からリカバリが開始されます。
D. リカバリは、REDOスレッドの終わりまでREDOを読み取り、データベースを開きます。その後、SMONはすべてのデッドトランザクションをロールバックします。
E. チェックポイントプロセス(CKPT)によって制御ファイルに記録された最後のチェックポイント位置から回復が開始されます。
F. リカバリは、REDOスレッドの終わりまでREDOを読み取ります。 SMONはすべてのデッドトランザクションをロールバックし、その後datanaseが開かれます。
Answer: C,D,E

NEW QUESTION: 2
An investment adviser may not
A. accept any kind of soft dollar compensation for using certain broker-dealers to execute trades on their clients' accounts.
B. take a position-either long or short-in securities in which any of its clients have a position.
C. also be registered as a broker-dealer in the state.
D. recommend a stock to a client that the adviser itself holds without disclosing to the client that the adviser owns the stock.
Answer: D
Explanation:
Explanation/Reference:
Explanation: An investment adviser may not recommend a stock to the client that the adviser holds without disclosing to the client that it owns the stock. They are permitted to also be registered as a broker-dealer in the state and to accept certain types of soft dollars as compensation from brokers. And they can have positions in securities that their clients have positions in-just as long as this is disclosed.

NEW QUESTION: 3
You use a Microsoft SQL Server 2012 database that contains two tables named
SalesOrderHeader and SalesOrderDetail. The indexes on the tables are as shown in the exhibit. (Click the Exhibit button.)

You write the following Transact-SQL query:

You discover that the performance of the query is slow. Analysis of the query plan shows table scans where the estimated rows do not match the actual rows for SalesOrderHeader by using an unexpected index on SalesOrderDetail.
You need to improve the performance of the query.
What should you do?
A. Add a clustered index on SalesOrderId in SalesOrderHeader.
B. Use a FORCESCAN hint in the query.
C. Update statistics on SalesOrderId on both tables.
D. Use a FORCESEEK hint in the query.
Answer: C
Explanation:
References: http://msdn.microsoft.com/en-us/library/ms187348.aspx


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