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Exam Code: Series63
Exam Name: Uniform Securities Agent State Law Examination
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1

A. AP-224
B. AP-93
C. AP-105
D. AP-92
E. AP-135
Answer: A,C,E

NEW QUESTION: 2
With regard to external assessments of an internal audit activity (IAA), which of the following is the chief audit executive required to discuss with the board?
A. The need for an external assessment more frequently than once every five years, and the simplest method for the external reviewer to join the IAA's organization.
B. External reviewer conflicts of interest, and the need for an external assessment more frequently than once every five years.
C. The simplest way for the external reviewer to join the IAA's organization, and the timeline of the external assessment.
D. External reviewer conflicts of interest, and the timeline of the external assessment.
Answer: B

NEW QUESTION: 3
In network troubleshooting it is important to know what upstream switch the ESXi host is connected to.
Which two features does ESXi provide to help identify the upstream switch? (Choose two.)
A. CDP
B. Promiscuous mode
C. DPM
D. LLDP
Answer: A,D


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