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Exam Code: SIE
Exam Name: Securities Industry Essentials Exam (SIE)
Vendor: FINRA

60 Questions & Answers
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NEW QUESTION: 1
Your client has expressed concern that one of the open positions that they have activated prescreening for is delivering a high volume of ACE candidates. What recommendations should you consider making to your client?
A. You should suggest that the recruiter unpost the Job immediately and add competencies to the prescreening form on the job.
B. You should suggest that the recruiter adjust the ACE Alert Threshold and employ weighting on the most important assets.
C. You should suggest that the recruiter unpost the job immediately and add additional prescreening questions to the prescreening form on the job.
D. You should suggest that the recruiter adjust the ACE Alert Threshold and increase the number of assets.
Answer: B

NEW QUESTION: 2
業界で初めて発生したセキュリティの脅威を知ったときの情報セキュリティ管理者の最初の行動方針は何でしょうか?
A. 関連する情報セキュリティポリシーを更新します。
B. 同様の脅威にさらされた被害者の反応を調べます。
C. 組織のインシデント対応計画を修正します。
D. 組織の環境の制御ギャップ分析を実行します
Answer: D

NEW QUESTION: 3
A customer has very high availability requirements for wireless services. The architect plans to implement clustering on several Aruba Mobility Controllers (MCs). Which benefit of this feature should the architect explain?
A. Clustering provides wireless client load balancing and seamless failover for client sessions.
B. Clustering enables an AP with a failed MC to reconnect to a new AP after a short bootstrap.
C. Clustering provides high stability because one MC is active for all sessions and one is standby for all sessions.
D. Clustering enables an AP with a failed MC to operate on its own briefly to ensure seamless connectivity.
Answer: C


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